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Unregistered Securities Trading

The firm's unregistered securities trading practice represents clients in connection with the transfer of non-public securities. These securities are generally subject to contractual transfer restrictions and transferred via physical delivery or book entry. Whether a transaction involves stand-alone securities, stapled debt/equity instruments, or securities issued as proceeds under restructurings or bankruptcy plans, our team has the expertise to close the trade. We have years of experience representing market participants in the assignment of both foreign and domestic private equity, notes, warrants, limited liability company membership interests, and other assorted high-yield instruments.


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